Learn how broker-dealers address sales practice oversight. To help firms prepare for these imminent changes in compliance oversight requirements, Albridge studied more than 70 broker-dealers' surveillance practices.
Patrick Yip is a Director for Albridge, an affiliate of Pershing, a BNY Mellon company, where he is responsible for delivering enterprise solutions to Albridge and Pershing customers. Mr. Yip has product responsibilities for business intelligence, compliance, document management and compensation management solutions. He has more than 22 years of experience in information technologies in the financial industry.
Mr. Yip has developed data warehouse solutions for major insurance companies, credit card companies and fashion retailers. Prior to joining Albridge, he was responsible for document management, data warehouse, business intelligence, electronic document delivery, records management and service-level management at Pershing. Mr. Yip earned a Bachelor of Science and Engineering degree from the University of Pennsylvania.
Learn more about our solutions and capabilities.